Article from the U.S. Department of Energy
http://www1.eere.energy.gov/buildings/ssl/basics.html

G. Color Quality of White LEDs

Color quality has been one of the key challenges facing white light-emitting diodes (LEDs) as a general light source. This section reviews the basics regarding light and color and summarizes the most important color issues related to white light LEDs, including recent advances. Click on the links below for more information.

a) Light and Color Basics

Light-emitting diodes (LEDs) differ from other light sources, such as incandescent and fluorescent lamps, in the way they generate white light. We are accustomed to lamps that emit white light. But what does that really mean? What appears to our eyes as "white" is actually a mix of different wavelengths in the visible portion of the electromagnetic spectrum. The diagram below illustrates visible light as one small portion of the overall electromagnetic spectrum. Electromagnetic radiation in wavelengths from about 380 to 770 nanometers is visible to the human eye.

Incandescent, fluorescent, and high-intensity discharge (HID) lamps radiate across the visible spectrum, but with varying intensity in the different wavelengths. The spectral power distribution (SPD) for a given light source shows the relative radiant power emitted by the light source at each wavelength. Incandescent sources have a continuous SPD, but relative power is low in the blue and green regions. The typically "warm" color appearance of incandescent lamps is due to the relatively high emissions in the orange and red regions of the spectrum.

SPDs for fluorescent and HID sources are provided for comparison. These sources have "spikes" of relatively higher intensity at certain wavelengths, but still appear white to our eyes.

Unlike incandescent, fluorescent and HID sources, LEDs are near-monochromatic light sources. An individual LED chip emits light in a specific wavelength. This is why LEDs are comparatively so efficient for colored light applications. In traffic lights, for example, LEDs have largely replaced the old incandescent + colored filter systems. Using colored filters or lenses is actually a very inefficient way to achieve colored light. For example, a red filter on an incandescent lamp can block 90 percent of the visible light from the lamp. Red LEDs provide the same amount of light for about one-tenth the power (12 watts compared to 120+ watts) and last many times longer. However, to be used as a general light source, "white" light is needed. LEDs are not inherently white light sources.

b) Correlated Color Temperature

Correlated color temperature (CCT) describes the relative color appearance of a white light source, indicating whether it appears more yellow/gold or more blue, in terms of the range of available shades of white.

CCT is given in Kelvin (SI unit of absolute temperature) and refers to the appearance of a theoretical black body heated to high temperatures. As the black body gets hotter, it turns red, orange, yellow, white, and finally blue. The CCT of a light source is the temperature (in K) at which the heated black body matches the color of the light source in question.

c) Color Rendering Index

Another important measure of color quality used by the lighting industry is the color rendering index (CRI). CRI indicates how well a light source renders colors, on a scale of 0 to 100, compared to a reference light source of similar color temperature.

The test procedure established by the International Commission on Illumination (CIE) involves measuring the extent to which a series of eight standardized color samples differ in appearance when illuminated under a given light source, relative to the reference source.

The average "shift" in those eight color samples is reported as Ra or CRI. In addition to the eight color samples used by convention, some lighting manufacturers report an "R9" score, which indicates how well the light source renders a saturated deep red color.

Eight standard color samples used in the test-color method for measuring and specifying the color rendering properties of light sources.

d) Typical Luminous Efficacy and Color Characteristics of Current White LEDs

How do currently available white LEDs compare to traditional light sources in terms of color characteristics and luminous efficacy? Standard incandescent A-lamps provide about 15 lumens per watt (lm/W), with CCT of around 2700 K and CRI close to 100. ENERGY STAR-qualified compact fluorescent lamps (CFLs) produce about 50 lm/W at 2700-3000 K with a CRI of at least 80. Typical efficacies of currently available LED devices from the leading manufacturers are shown below. Improvements are announced by the industry regularly. Please note the efficacies listed below do not include driver or thermal losses.

Lifetime of White LEDs

One of the main "selling points" of LEDs is their potentially very long life. Do they really last 50,000 hours or even 100,000 hours? It depends on LED quality, system design, operating environment, and other factors. This section provides information on lumen depreciation and life measurement for LEDs compared to other light sources.

G. Lifetime of White LEDs

One of the main "selling points" of LEDs is their potentially very long life. Do they really last 50,000 hours or even 100,000 hours? It depends on LED quality, system design, operating environment, and other factors. This section provides information on lumen depreciation and life measurement for LEDs compared to other light sources.

a) Lumen Depreciation

All types of electric light sources experience lumen depreciation, defined as the decrease in lumen output that occurs as a lamp is operated. The causes of lumen depreciation in incandescent lamps are depletion of the filament over time and the accumulation of evaporated tungsten particles on the bulb wall. This typically results in 10% to 15% depreciation compared to initial lumen output over the 1,000 hour life of an incandescent lamp.

In fluorescent lamps, the causes of lumen depreciation are photochemical degradation of the phosphor coating and the glass tube, and the accumulation of light-absorbing deposits within the lamp over time. Specific lamp lumen depreciation curves are provided by the lamp manufacturers. Current high quality fluorescent lamps using rare earth phosphors will lose only 5-10% of initial lumens at 20,000 hours of operation. Compact fluorescent lamps (CFLs) experience higher lumen depreciation compared to linear sources, but higher quality models generally lose no more than 20% of initial lumens over their 10,000 hour life.

Lumen depreciation in LEDs varies depending on package and system design. The primary cause of lumen depreciation is heat generated at the LED junction. LEDs do not emit heat as infrared radiation (IR) like other light sources, so the heat must be removed from the device by conduction or convection. If the LED system design has inadequate heat sinking or other means of removing the heat, the device temperature will rise, resulting in lower light output. Clouding of the epoxy encapsulant used to cover some LED chips also results in decreased lumens making it out of the device. Newer high-power LED devices use silicone as an encapsulant, which prevents this problem. LEDs continue to operate even after their light output has decreased to very low levels. This becomes the important factor in determining the effective useful life of the LED.

b) Defining LED Useful Life

To provide an appropriate measure of useful life of an LED, a level of acceptable lumen depreciation must be chosen. At what point is the light level no longer meeting the needs of the application? The answer may differ depending on the application of the product. For a common application such as general lighting in an office environment, research has shown that the majority of occupants in a space will accept light level reductions of up to 30% with little notice, particularly if the reduction is gradual. Therefore a level of 70% of initial light level could be considered an appropriate threshold of useful life for general lighting. Based on this research, the Alliance for Solid State Illumination Systems and Technologies (ASSIST), a group led by the Lighting Research Center (LRC), recommends defining useful life as the point at which light output has declined to 70% of initial lumens (abbreviated as L70) for general lighting and 50% (L50) for LEDs used for decorative purposes. For some applications, a level higher than 70% may be required.

c). Measuring Light Source Life

We've all heard the small "pop" as an incandescent lamp fails. It's the sound of the tungsten filament finally breaking as the electric current hits it. This makes it easy to recognize the end of life for an incandescent light source. With fluorescent lamps, end of life may involve flickering or the lamp may simply not activate when the switch is turned on. With LEDs, outright failure of the device is less likely, although it can happen due to component failure. Instead, the LED's light output slowly declines over time.

The lifetimes of traditional light sources are rated through established test procedures. The life testing procedure for compact fluorescent lamps, for example, is published by the Illuminating Engineering Society (IES) as LM-65. It calls for a statistically valid sample of lamps to be tested at an ambient temperature of 25 degrees Celsius using an operating cycle of 3 hours ON and 20 minutes OFF. The point at which half the lamps in the sample have failed is the rated average life for that lamp. For 10,000 hour lamps, this process takes about 15 months.

How are LED lifetimes rated? Life testing for LEDs is impractical due to the long expected lifetimes. Switching is not a determining factor in LED life, so there is no need for the on-off cycling used with other light sources. But even with 24/7 operation, testing an LED for 50,000 hours would take 5.7 years. Because the technology continues to develop and evolve so quickly, products would be obsolete by the time they finished life testing.

A life testing procedure for LEDs is currently under development by the Illuminating Engineering Society of North America (IESNA). The proposed method is based on the idea of "useful life," i.e., the operating time in hours at which the device's light output has declined to a level deemed to no longer meet the needs of the application. For example, for general ambient lighting, the level might be set at 70% of initial lumens. Useful life would be stated as the average number of hours that the LED would operate before depreciating to 70% of initial lumens.

The leading LED manufacturers have begun using the L70 language, stating that their white LEDs "are projected" to have lumen maintenance of greater than 70% on average after 50,000 hours when used in accordance with published guidelines.

Electrical and thermal design of the LED system or fixture determine how long LEDs will last and how much light they will provide. Driving the LED at higher than rated current will increase relative light output but decrease useful life. Operating the LED at higher than design temperature will also decrease useful life significantly.

How do the lifetime projections for LEDs compare to traditional light sources?

H. Thermal Management of White LEDs

LEDs won't burn your hand like some light sources, but they do produce heat. In fact, thermal management is arguably the most important aspect of successful LED system design. This section reviews the role of heat in LED performance and methods for managing it.

a) Why Does Thermal Management Matter?

Excess heat directly affects both short-term and long-term LED performance. The short-term (reversible) effects are color shift and reduced light output while the long-term effect is accelerated lumen depreciation and thus shortened useful life.

The light output of different colored LEDs responds differently to temperature changes, with amber and red the most sensitive, and blue the least. (See graph below.) These unique temperature response rates can result in noticeable color shifts in RGB-based white light systems if operating Tj differs from the design parameters. LED manufacturers test and sort (or "bin") their products for luminous flux and color based on a 15-20 millisecond power pulse, at a fixed Tj of 25°C (77°F). Under constant current operation at room temperatures and with engineered heat mitigation mechanisms, Tj is typically 60°C or greater. Therefore white LEDs will provide at least 10% less light than the manufacturer's rating, and the reduction in light output for products with inadequate thermal design can be significantly higher.

Continuous operation at elevated temperature dramatically accelerates lumen depreciation resulting in shortened useful life. The chart below shows the light output over time (experimental data to 10,000 hours and extrapolation beyond) for two identical LEDs driven at the same current but with an 11°C difference in Tj. Estimated useful life (defined as 70% of initial lumen output) decreased from ~37,000 hours to ~16,000 hours, a 57% reduction, with the 11°C temperature increase.

However, the industry continues to improve the durability of LEDs at higher operating temperatures. The Luxeon K2, for example, claims 70% lumen maintenance for 50,000 hours at drive currents up to 1000 mA and Tj at or below 120°C. (Luxeon K2 Emitter Datasheet DS51, dated 5/06)

b) What Determines Junction Temperature?

Three things affect the junction temperature of an LED: drive current, thermal path, and ambient temperature. In general, the higher the drive current, the greater the heat generated at the die. Heat must be moved away from the die in order to maintain expected light output, life, and color. The amount of heat that can be removed depends upon the ambient temperature and the design of the thermal path from the die to the surroundings.

The typical high-flux LED system is comprised of an emitter, a metal-core printed circuit board (MCPCB), and some form of external heat sink. The emitter houses the die, optics, encapsulant, and heat sink slug (used to draw heat away from the die) and is soldered to the MCPCB. The MCPCB is a special form of circuit board with a dielectric layer (non-conductor of current) bonded to a metal substrate (usually aluminum). The MCPCB is then mechanically attached to an external heat sink which can be a dedicated device integrated into the design of the luminaire or, in some cases, the chassis of the luminaire itself. The size of the heat sink is dependent upon the amount of heat to be dissipated and the material's thermal properties.

Heat management and an awareness of the operating environment are critical considerations to the design and application of LED luminaires for general illumination. Successful products will use superior heat sink designs to dissipate heat, and minimize Tj. Keeping the Tj as low as possible and within manufacturer specifications is necessary in order to maximize the performance potential of LEDs.